Regulatory Affairs Manager at

4 weeks ago

Nairobi, Nairobi Area, Kenya EABX Securities Exchange Full time

EABX Plc is a regional market organiser established to consolidate the fixed income and money markets in a transparent, responsible and transformative way.

EABX Plc is a strategic financial market infrastructure organisation that is positioned to provide market integration through seamless flow of executions from pre-trade to post-trade

Summary

Reporting to the Chief Legal and Regulatory Affairs Officer (CLRO), this role will ensure that the organization operates within its legal framework and complies with all relevant regulations.

The role will work with the CLRO to ensure market participants operate within the set rules of the Exchange in accordance with the Exchange's Self-Regulatory Organization (SRO) mandate.

The Regulatory Affairs Manager role will also conduct daily and real time market surveillance with a view to maintaining a fair, efficient and transparent market.

Roles and duties

Develop, implement, and review legal policies and procedures to ensure that they are in accordance with the existing legislation;
Monitor compliance with legal and statutory requirements of the organisation as well as market participants as per SRO requirements;
Conduct regular compliance reviews and audits to identify areas of noncompliance and implement corrective actions as needed;
Prepare and submit regulatory reports to relevant authorities in a timely and accurate manner;
Carry out real time surveillance of market activity and provide an early warning alert on market irregularities detected;
Examine transactions showing irregular movements based on day-to-day surveillance of market movements and information obtained from various sources including public and undisclosed information affecting securities;
Identify exceptions to usual patterns of dealing and recommend further investigations against market participants suspected of contravening market rules and regulations;
Prepare a daily surveillance report outlining the day's trading activity and any actual or suspected breaches of market rules and regulations;
Assist the CLRO with conducting necessary investigations related to potential and actual breaches; and

Undertake analysis of financial statements and other material submitted to EABX by its members to ensure ongoing compliance with exchange rules.

Minimum Qualifications and Key Competencies

Bachelor's degree in commerce, business management, law, or a related field;
Minimum five (5) years relevant work experience in the capital markets;
Possession of professional qualifications such as CPA, CISI, CFA or FA;
Proven experience in regulatory affairs or compliance within the financial services industry;
In-depth knowledge of relevant regulatory frameworks, including securities laws, exchange rules, and market regulations;
Attention to detail and strong organisational skills in all aspects of work;
Sound judgment and integrity, with a commitment to upholding ethical standards;
Good communication and interpersonal skills, with the ability to effectively engage with internal and external stakeholders;
Strong analytical skills to analyse complex data and derive meaningful insights; and
Strong work ethic consistently delivering high-quality results and meeting deadlines with dedication and diligence.

Note:

This job description is intended to convey information essential to understanding the scope of the position and is not an exhaustive list of skills, efforts, duties, responsibilities, or working conditions associated with it.

Responsibilities may change over time to accommodate the evolving needs of the organisation.

  • Director Clinical Trials Regulatory Management at

    3 weeks ago

    Nairobi, Nairobi Area, Kenya IQVIA Full time

    IQVIA, formerly Quintiles and IMS Health, Inc.,is an American multinational company serving the combined industries of health information technology and clinical researchPURPOSEUsing broad management discretion, direct, oversee and manage complex, regulatory project(s), ensuring quality deliverables on time and within budget. Ensure that all work is...

  • Deputy Chief of Party at Institute of Economic Affairs

    4 weeks ago

    Nairobi, Nairobi Area, Kenya Institute of Economic Affairs (IEA Kenya) Full time

    The Institute of Economic Affairs (IEA Kenya) is a think-tank that provides a platform for informed discussions in order to influence public policy in Kenya.The duties and responsibilities shall be: –The Deputy Chief of Party (DCOP) is responsible for assisting the COP with regards to program leadership, strategic planning, management and quality...

  • Humanitarian Affairs Officer

    4 weeks ago

    Nairobi, Nairobi Area, Kenya United Nations Office for the Coordination of Humanitarian Affairs Full time

    This section provides an overview of OCHAs mandate, its leadership and how it is funded. It also includes a detailed section on OCHAs flagship and thematic publications, and on the Agenda for Humanity - a plan put forward by the UN Secretary-General calling on global leaders to stand up for our common humanity and reduce humanitarian...

  • Accountant and Admin Assistant at International Institute For Legislative Affairs

    4 weeks ago

    Nairobi, Nairobi Area, Kenya International Institute For Legislative Affairs Full time

    The International Institute for Legislative Affairs (IILA) is a not- for- profit organization that works closely with Policy making institutions, Government Departments, Members of Parliament and other stakeholders in the legislative process to draft and advocate for pro- people policies and legislation.POSITION SUMMARYThe Accountant and Admin Assistant will...

  • Humanitarian Affairs Officer, P4 at

    4 weeks ago

    Nairobi, Nairobi Area, Kenya United Nations Office for the Coordination of Humanitarian Affairs Full time

    This section provides an overview of OCHAs mandate, its leadership and how it is funded. It also includes a detailed section on OCHAs flagship and thematic publications, and on the Agenda for Humanity - a plan put forward by the UN Secretary-General calling on global leaders to stand up for our common humanity and reduce humanitarian sufferingSummaryThis...

  • Senior Humanitarian Affairs Officer

    3 weeks ago

    Nairobi, Nairobi Area, Kenya United Nations Office for the Coordination of Humanitarian Affairs Full time

    This section provides an overview of OCHAs mandate, its leadership and how it is funded. It also includes a detailed section on OCHAs flagship and thematic publications, and on the Agenda for Humanity - a plan put forward by the UN Secretary-General calling on global leaders to stand up for our common humanity and reduce humanitarian suffering.SummaryThis...

  • Humanitarian Affairs Officer at United Nations Office for the Coordination of Humanitarian Affairs

    4 weeks ago

    Nairobi, Nairobi Area, Kenya United Nations Office for the Coordination of Humanitarian Affairs Full time

    This section provides an overview of OCHAs mandate, its leadership and how it is funded. It also includes a detailed section on OCHAs flagship and thematic publications, and on the Agenda for Humanity - a plan put forward by the UN Secretary-General calling on global leaders to stand up for our common humanity and reduce humanitarian...

  • Senior Humanitarian Affairs Officer

    4 weeks ago

    Nairobi, Nairobi Area, Kenya The United Nations Office for the Coordination of Humanitarian Affairs (UNOCHA) Full time

    ABOUT THE COMPANYThe United Nations Office for the Coordination of Humanitarian Affairs (UNOCHA) is the part of the United Nations Secretariat responsible for bringing together humanitarian actors to ensure a coherent response to emergencies. OCHA also ensures there is a framework within which each actor can contribute to the overall response effort.JOB...

  • Associae Humanitarian Affairs Officer, P2 at

    4 weeks ago

    Nairobi, Nairobi Area, Kenya United Nations Office for the Coordination of Humanitarian Affairs Full time

    This section provides an overview of OCHAs mandate, its leadership and how it is funded. It also includes a detailed section on OCHAs flagship and thematic publications, and on the Agenda for Humanity - a plan put forward by the UN Secretary-General calling on global leaders to stand up for our common humanity and reduce humanitarian...

  • Humanitarian Affairs Officer

    4 weeks ago

    Nairobi, Nairobi Area, Kenya United Nations Office for the Coordination of Humanitarian Affairs Full time

    This section provides an overview of OCHAs mandate, its leadership and how it is funded. It also includes a detailed section on OCHAs flagship and thematic publications, and on the Agenda for Humanity - a plan put forward by the UN Secretary-General calling on global leaders to stand up for our common humanity and reduce humanitarian suffering.Within...

  • Medical Affairs Director Global Health Equity at

    4 weeks ago

    Nairobi, Nairobi Area, Kenya Johnson & Johnson Full time

    At Johnson & Johnson, we believe good health is the foundation of vibrant lives, thriving communities and forward progress. That's why for more than 130 years, we have aimed to keep people well at every age and every stage of life.SummaryThe Medical Affairs Director is accountable for providing clinical, medical, and scientific strategic leadership within...

  • Head of Corporate Affairs at

    3 weeks ago

    Nairobi, Nairobi Area, Kenya TUME Middle Africa Consulting Limited Full time

    TUME Middle Africa Consulting is a business advisory service offering support to Companies and business professionals who want to build their brands and markets in Africa. TUME works with selected independent professional partners to merge global expertise with local knowledge and deliver outstanding, actionable solutions. Engaging TUME will strengthen your...

  • Monitoring and Evaluation Assistant at International Institute For Legislative Affairs

    4 weeks ago

    Nairobi, Nairobi Area, Kenya International Institute For Legislative Affairs Full time

    The International Institute for Legislative Affairs (IILA) is a not- for- profit organization that works closely with Policy making institutions, Government Departments, Members of Parliament and other stakeholders in the legislative process to draft and advocate for pro- people policies and legislationPOSITION SUMMARYThe Monitoring and Evaluation Assistant...

  • Senior Consular Affairs Officer at

    2 weeks ago

    Nairobi, Nairobi Area, Kenya Gap Recruitment Services Limited Full time

    Gap Recruitment Services Limited is a leading recruitment firm in Kenya where International and local companies find just the right fit talent.Summary The Head of Mission has overall responsibility for the work of the Embassy, whilst the Deputy Head of Mission is also head of Trade & Investment and Development Cooperation clusters. Next to the Deputy Head of...

  • Lead – Corporate Affairs at

    3 weeks ago

    Nairobi, Nairobi Area, Kenya Alliance for a Green Revolution in Africa (AGRA) Full time

    AGRA is an alliance led by Africans with roots in farming communities across the continent. We understand that African farmers need uniquely African solutions designed to meet their specific environmental and agricultural needs so they can sustainably boost production and gain access to rapidly growing agriculture markets.The PositionLead – Corporate...

  • Sustainability Manager at

    4 weeks ago

    Nairobi, Nairobi Area, Kenya Kenya Wine Agencies Limited (KWAL) Full time

    Kenya Wine Agencies Limited (KWAL) is the leading manufacturer and distributor of wines and spirits in Kenya , Eastern and Central Africa region.Qualification :BACHELOR OF BUSINESS,BACHELOR OF ENGINEERINGResponsibilities The job holder is responsible for driving KWAL & HEINEKEN Beverages International's (HBI) sustainability strategy and projects with key...

  • Attaché- Legal Affairs Department

    2 weeks ago

    Nairobi, Nairobi Area, Kenya Kenya Trade Network Agency Full time

    ABOUT THE COMPANYKenya Trade Network Agency (KenTrade) is a State Corporation under the National Treasury established in in January 2011 to establish, implement and manage the National Electronic Single Window System (KenyaTradeNet System) and to facilitate trade. Kenya TradeNet System is an online platform that serves as a single entry point for parties...

  • Conference Affairs Officer(Project Post) at United Nations Office at Nairobi

    4 weeks ago

    Nairobi, Nairobi Area, Kenya United Nations Office at Nairobi (UNON) Full time

    United Nations and regional organizations; provides administrative and other support services to the United Nations Environment Programme (UNEP) and the United Nations Human Settlements Programme (UN-Habitat); provides joint and common services to other organizations of the United Nations system in Kenya, as applicable; and manages and implements the...

  • Team Coordinator, Public Affairs and Communications at

    3 weeks ago

    Nairobi, Nairobi Area, Kenya Stratostaff Full time

    At Stratostaff we design, implement and manage workforce solutions for large, specialized or routine staff complements giving you the opportunity to focus on your core business.Profile Introduction Our client one of the INGO seeks to bring on board a Team coordinator who will be responsible for team support to the Public Affairs and Communications. In...

  • Monitoring & Evaluation Specialist at

    4 weeks ago

    Nairobi, Nairobi Area, Kenya Institute of Economic Affairs (IEA Kenya) Full time

    The Institute of Economic Affairs (IEA Kenya) is a think-tank that provides a platform for informed discussions in order to influence public policy in Kenya.Responsibilities The Monitoring & Evaluation Specialist isResponsible for overseeing all aspects of Monitoring, Evaluation, Reporting, Learning and Adapting (MERLA) for the project, including designing,...